Fit and proper in finance
Fit-and-proper questionnaires, from the person's own documents.
Banks, brokers, insurers and lenders file a questionnaire for every director, senior manager and controller. The questions are the ones a gaming regulator asks: career, directorships, ownership, money and legal history.
The work today
- Ten or twenty years of history retyped for every appointment
- The same director filed again for each regulator and each entity
- Gaps and contradictions found by the supervisor
What changes
- One record per person, built from their CV, registry extracts and statements
- The regulator's own questionnaire filled from it: ECB, FCA Form A, FINRA Form U4, NAIC biographical affidavit
- Every answer shows the document and page it came from
- Conflicts and expiring documents flagged before submission
Objections
Modules used
Record
One record per applicant, built from their own documents. New documents update it; every change is logged.
Evidence
Every value cites its source page and the quoted line it came from. What can't be cited stays empty.
Crosscheck
Sources ranked by reliability. Conflicts and duplicate records flagged, with both sides shown.
Send us the form you file next.
We will show you Signata filling it in, on a sample applicant, in a 20-minute call.
Or write to signata@cynsta.com.